Appendix 3Y - change to director interests Mitchell Glass
Released
Released
Announcement PDF
ASX / MEDIA ANNOUNCEMENT
APPENDIX 3Y – CHANGE IN DIRECTOR’S INTERESTS
Brisbane, Australia and Delaware, United States, 18 April 2018: Invion Limited
(ASX: IVX, “Company”) advises that Dr Mitchell Glass, an Executive Director of the
Company, has sold a total of 10,000,000 Invion Limited ordinary shares on‐market, on
13, 16 and 17 April 2018.
The sale of these shares by Dr Glass was for personal reasons related to taxation.
Dr Glass currently has no intention of selling further shares in the Company in the
immediate future.
An Appendix 3Y accompanies this announcement.
____________________________________________
Investor enquiries
Managing Director & CEO, Dr Greg Collier
T: +61 3 9081 6005
E: investor@inviongroup.com
About Invion
Invion is a clinical-stage life-sciences company that holds the license to the next-generation Photo Dynamic Therapy
(PDT), PhotosoftTM. Photosoft™ is a new generation photosensitiser derived from chlorophyll which is hypothesised to
identify and selectively accumulate within solid cancerous tumour tissues. Photosoft™ is activated at multiple light
sensitivity ranges across a broad spectrum, and therefore has potential to be targeted to both surface and deep
seated tumours. Invion has an agreement with The Cho Group to conduct clinical development of Photosoft™
globally, leveraging the Company’s expertise. The Cho Group will provide non-dilutive funding to Invion for R&D and
clinical trials as part of a global development strategy for the asset. Invion has also been granted exclusivity in
Australia and New Zealand to commercialise and distribute Photosoft™ for the treatment of cancers. Invion is listed
on ASX (ASX:IVX).
Invion Limited ABN 76 094 730 417
722 High Street, East Kew, VIC 3102 Australia
P: +61 3 9081 6005 W: www.inviongroup.com
Appendix 3Y
Change of Director’s Interest Notice
Appendix 3Y
Rule 3.19A.2
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
INVION LIMITED
ABN
76 094 730 417
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
DR MITCHELL GLASS
Date of last notice
22 November 2017
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the
case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
13, 16 and 17 April 2018
No. of securities held prior to change
18,706,932 fully paid Ordinary Shares
8,812,500 Share Options with an exercise
price of $0.12 and an expiry date of 9
November 2018.
Class
Fully Paid Ordinary Shares
Number acquired
Nil
Number disposed
10,000,000 fully paid Ordinary Shares
Value/Consideration
$339,465.24
Note: If consideration is non-cash, provide details and estimated
valuation
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change
8,706,932 fully paid Ordinary Shares
8,812,500 Share Options with an exercise
price of $0.12 and an expiry date of 9
November 2018.
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
On market trades on 13, 16 and 17 April
2018.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
n/a
Nature of interest
n/a
Name of registered holder
(if issued securities)
n/a
Date of change
n/a
No. and class of securities to which n/a
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
n/a
Interest disposed
n/a
Value/Consideration
n/a
Interest after change
n/a
Note: If consideration is non-cash, provide details
and an estimated valuation
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade n/a
to proceed during this period?
If prior written clearance was provided, on what date was this n/a
provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Share your feedback
Discover