Application for quotation of securities - IVX
Released
Released
Announcement PDF
Application for quotation of +securities
Announcement Summary
Entity name
INVION LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday May 02, 2023
The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Total number of +securities to be quoted
ASX +security
code
Security description
IVX
ORDINARY FULLY PAID
Refer to next page for full details of the announcement
Application for quotation of +securities
1 / 11
Number of +securities to
be quoted
Issue date
1,540,125
01/05/2023
Application for quotation of +securities
Part 1 - Entity and announcement details
1.1 Name of entity
INVION LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
Registration number
ACN
094730417
1.3 ASX issuer code
IVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
2/5/2023
Application for quotation of +securities
2 / 11
Application for quotation of +securities
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities
3 / 11
Application for quotation of +securities
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
IVXAAA : OPTION EXPIRING 31-OCT-2024 EX NIL
TO (Existing Class)
ASX +security code and description
IVX : ORDINARY FULLY PAID
Please state the number of options
that were exercised or other
+convertible securities that were
converted
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
1/5/2023
861,688
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
An issue of new +securities
The underlying securities being received by the holder are:
Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
No
Issue date
1/5/2023
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Application for quotation of +securities
4 / 11
Application for quotation of +securities
Issue details
Number of +securities to be quoted
861,688
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Exercise price of the options was $0.00 per share as approved at the AGM on 21 October 2020 (Resolutions 7a, 7b and
7c) in lieu of directors fees being paid in cash.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
IVXAAF : OPTION EXPIRING 31-OCT-2025 EX NIL
TO (Existing Class)
ASX +security code and description
IVX : ORDINARY FULLY PAID
Please state the number of options
that were exercised or other
+convertible securities that were
converted
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
1/5/2023
606,986
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
An issue of new +securities
The underlying securities being received by the holder are:
Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
No
Application for quotation of +securities
5 / 11
Application for quotation of +securities
Issue date
1/5/2023
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Issue details
Number of +securities to be quoted
606,986
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Exercise price of the options was $0.00 per share as approved at the AGM on 21 October 2020 (Resolutions 5a, 5b and
5c, 5d) in lieu of directors fees being paid in cash.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
IVXAAF : OPTION EXPIRING 31-OCT-2025 EX NIL
TO (Existing Class)
ASX +security code and description
IVX : ORDINARY FULLY PAID
Please state the number of options
Application for quotation of +securities
The first date the options were
6 / 11
The last date the options were
Application for quotation of +securities
Please state the number of options
that were exercised or other
+convertible securities that were
converted
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
1/5/2023
71,451
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
An issue of new +securities
The underlying securities being received by the holder are:
Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
No
Issue date
1/5/2023
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Application for quotation of +securities
7 / 11
Application for quotation of +securities
Issue details
Number of +securities to be quoted
71,451
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Exercise price of the options was $0.00 per share as approved at the AGM on 21 October 2020 (Resolutions 5a, 5b and
5c, 5d) in lieu of directors fees being paid in cash.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Application for quotation of +securities
8 / 11
Application for quotation of +securities
Application for quotation of +securities
9 / 11
Application for quotation of +securities
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
Total number of
+securities on issue
ASX +security code and description
IVX : ORDINARY FULLY PAID
6,421,632,206
IVXO : OPTION EXPIRING 17-JUN-2023
295,417,773
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Total number of
+securities on issue
ASX +security code and description
IVXAX : OPTION EXPIRING 22-OCT-2024 EX $0.0177
20,443,211
IVXAW : OPTION EXPIRING 01-JUL-2024 EX 2C
15,928,570
IVXAZ : OPTION EXPIRING 31-OCT-2024 EX $0.0106
2,725,762
IVXAA : OPTION EXPIRING 31-OCT-2024 EX NIL
7,313,661
IVXAV : OPTION EXPIRING 31-AUG-2024 EX 1.72C
20,443,211
IVXAU : OPTION EXPIRING 30-OCT-2023 EX 2C
2,725,761
IVXAAH : OPTION EXPIRING 31-OCT-2025 EX NIL
4,849,413
IVXAY : OPTION EXPIRING 31-OCT-2024 EX $0.00
5,670,282
IVXAAJ : OPTION EXPIRING 13-JAN-2026 EX NIL
35,000,000
IVXAAE : OPTION EXPIRING 31-OCT-2025 EX NIL
2,372,422
IVXAAG : OPTION EXPIRING 31-OCT-2025 EX NIL
3,973,198
IVXAAC : OPTION EXPIRING 23-SEP-2025 EX $0.017
138,488,557
Application for quotation of +securities
10 / 11
Application for quotation of +securities
IVXAAA : OPTION EXPIRING 31-OCT-2024 EX NIL
1,694,774
IVXAAI : OPTION EXPIRING 17-NOV-2026 EX NIL
22,013,745
IVXAAF : OPTION EXPIRING 31-OCT-2025 EX NIL
2,112,952
IVXAAB : OPTION EXPIRING 31-OCT-2024 EX NIL
3,639,427
Application for quotation of +securities
11 / 11
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