Change of Director's Interest Notice - Craig Newton
Released
Released
Announcement PDF
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
INVION LIMITED
ABN
76 094 730 417
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Craig Newton
Date of last notice
4 November 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
Direct
Indirect: The CGN Trust
Indirect: The CGN Trust of which Craig
Newton is a Trustee.
Total No. of securities held prior to change
1. 29 October 2020
2. 30 October 2020
Direct: 74,958,440 options
Class
Shares & Unlisted Share Options
Number acquired
Direct: Unlisted Share Options: Nil
Indirect: Shares: 24,165,189
Indirect: Unlisted Share options: 6,814,404
Number disposed
Direct: Unlisted Share Options: 31,346,257
Indirect: Shares: Nil
Indirect: Unlisted Share options: 4,088,642
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Total No. of securities held after change
1. Issue of 24,165,189 Shares at
$0.0106 in lieu of deferred salary and
issue of 6,814,404 Share Options at
$0.0106
following
Shareholder
Approval at AGM held 21 October
2020.
2. Lapse of 31,346,257 directly held
unvested share options and 4,088,642
indirectly held unvested share
options following cessation of
employment.
Direct: 43,612,183 unlisted share options
Indirect: 24,165,189 shares
Indirect: 2,725,762 unlisted share options
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
1. Issue of 24,165,189 Shares at
$0.0106 in lieu of deferred salary and
issue of 6,814,404 Share Options at
$0.0106
following
Shareholder
Approval at AGM held 21 October
2020.
2. Lapse of 31,346,257 directly held
unvested share options and 4,088,642
indirectly held unvested share
options following cessation of
employment.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
n/a
Nature of interest
n/a
Name of registered holder
(if issued securities)
n/a
Date of change
n/a
No. and class of securities to which n/a
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
n/a
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Interest disposed
n/a
Value/Consideration
n/a
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
n/a
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade n/a
to proceed during this period?
If prior written clearance was provided, on what date was this n/a
provided?
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
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